Customer Relationship Summary
Revised Effective November 14, 2024
What are your legal obligations to me when providing recommendations? How else does your firm make money and what conflicts of interest do you have?
Investors should be aware that due to our limited size and focus, Harpeth is able to offer an investor an introduction to only a small number of investment alternatives at any one time. Investors will normally be able to access a significantly larger number of investment alternatives via other firms, many of which might be more appropriate for their specific investment goals and overall financial situation.
Additionally, under certain conditions, Harpeth may choose to not make an individual investor aware of all the investment opportunities that it currently has available.
Harpeth may also choose to introduce a particular investor to certain investment opportunities possessing higher costs, when compared against other investment alternatives we can offer.